Jean Hurley3 min read
GRIP2 min read
Jean Hurley4 min read
Discovery notice on a party to a proceeding
Any party to a proceeding may serve on any other party a notice to produce documents.
A copy of this notice must be served on all other parties to the proceeding.
All documents requested must be provided within twenty (20) days after the notice having been served.
Discovery notice on a non-party
In order to serve a notice for the production of documents on a non-party to a proceeding any party must file an appropriate motion showing the need for the materials and an file an application for a subpoena.
A notice can only be served on a non-party after an appropriate order and subpoena has been issued.
The documents, or a detailed explanation why they cannot be produced, must be provided within the time frame specified by the subpeona (not exceeding thirty (30) days.
Alleged false or misleading statements were made when describing risk management practices to commodity pool participants and prospects.
Julie DiMauro2 min read
Former CFTC Chair Behnam encouraged committee to support the expansion of the CFTC and SEC's mandate over the crypto market.
Julie DiMauro2 min read
Johnson said firms are leveraging AI to enhance their compliance and monitoring capabilities and meet regulatory mandates.
Julie DiMauro3 min read
The decision came despite “grave concerns” from outgoing CFTC Commissioner Kristin N. Johnson.
Alexander Barzacanos2 min read
The case highlights the urgent need for stablecoin regulation.
Alexander Barzacanos2 min read
Our in-brief roundup of notable stories from last week.
GRIP2 min read
Legal experts examined how blockchain technologies are challenging traditional regulatory models and redefining governance.
Vlada Gurvich4 min read
Our in-brief roundup also includes China's new crypto ownership restrictions, Trump's tariffs, and a multimillion dollar CIRO fine.
GRIP1 min read